Luke Stapleton (CRD# 7481143) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Charlotte, NC and has 1 year of experience in the finance industry.
CRD# 5182920
Moore Investment Partners, LLC
CRD# 862387
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2867492
Defender Capital
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ubs | Charlotte, NC | Dec 2021 - Current | 1 |
| Shanty Creek Resorts | Bellaire, MI | May 2021 - Oct 2021 | < 1 |
| Hobart And William Smith Colleges | Geneva, NY | Aug 2020 - May 2021 | < 1 |
| Hobart And William Smith Colleges | Geneva, NY | Aug 2020 - May 2021 | < 1 |
| Shanty Creek Resorts | Bellaire, MI | May 2020 - Aug 2020 | < 1 |
| Hobart And William Smith Colleges | Geneva, NY | Aug 2019 - May 2020 | < 1 |
| Shanty Creek Resorts | Bellaire, MI | May 2019 - Aug 2019 | < 1 |
| Hobart And William Smith Colleges | Geneva, NY | Aug 2018 - May 2019 | < 1 |
| Shanty Creek Resorts | Bellaire, MI | May 2018 - Aug 2018 | < 1 |
| Hobart And William Smith Colleges | Geneva, NY | Aug 2017 - May 2018 | < 1 |
| Shanty Creek Resorts | Bellaire, MI | Jun 2017 - Aug 2017 | < 1 |
| Culver Academies | Culver, IN | Aug 2016 - Jun 2017 | < 1 |
| Shanty Creek Resorts | Bellaire, MI | Jun 2016 - Aug 2016 | < 1 |
| Culver Academies | Culver, IN | Aug 2015 - Jun 2016 | < 1 |
| The Chief Golf Course | Bellaire, MI | Jun 2015 - Aug 2015 | < 1 |
| Culver Academies | Culver, IN | Aug 2014 - Jun 2015 | < 1 |
| Unemployed | Bellaire, MI | Jun 2014 - Aug 2014 | < 1 |
| Bellaire High School | Bellaire, MI | Sep 2013 - Jun 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | May 2022 |
- NJ
- NC
-
Total Assets Under Management600,809MILLIONS
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Total Number of Accounts1,077,471ACCOUNTS
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Average Account Value$557,610
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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