Mark Carter, financial advisor Charlotte NC
88 score

Mark Carter

CRD Number: 6387371
Current Firm: Prudential Financial Planning Services

Mark Carter (CRD# 6387371) is an Investment Advisor Representative working at Prudential Financial Planning Services in Charlotte, NC and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
The Prudential Insurance Company Of America Charlotte, NC Jun 2014 - Current 2
Pruco Securities, LLC Charlotte, NC Jun 2014 - Current 2
Ferguson Enterprises Inc. Brooklyn, NY Jul 2013 - Jul 2014 1
Unemployed Forest, VA Apr 2013 - Jul 2013 < 1
Student/ Virginia Tech Blacksburg, VA Aug 2009 - Apr 2013 3
Gillespie Plumbing Lynchburg, VA Apr 2009 - Jan 2013 3
Student Forest, VA Aug 2004 - Apr 2009 4
The Inn At Trivium Forest, VA Apr 2007 - Jul 2007 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2014
Contact Info for Mark A. Carter
Phone Number: 800-235-7637
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    4,930
    MILLIONS
  • Total Number of Accounts
    42,153
    ACCOUNTS
  • Average Account Value
    $116,966
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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