Marshall LongCRD Number: 5494866
Current Firm: Carroll Financial Associates Inc.
Marshall Long (CRD# 5494866) is an Investment Advisor Representative working at Carroll Financial Associates Inc. in Charlotte, NC and has over 9 years of experience in the finance industry. Marshall Long has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Cetera Advisor Networks||El Segundo, CA||Jan 2013 - Current||5|
|Financial Network||El Segundo, CA||Sep 2008 - Dec 2012||4|
|Full-time Student||Raleigh, NC||Aug 2004 - Jun 2008||3|
|Investment Works||Cary, NC||Feb 2008 - Apr 2008||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 2009|
Total Assets Under Management1,793MILLIONS
Total Number of Accounts4,879ACCOUNTS
Average Account Value$367,424
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Publication of periodicals or newsletters
- Educational seminars/workshops
AL, AZ, CA, CO, FL, GA, IL, LA, MA, MD, MI, MN, MO, NC, NJ, NY, OH, OR, PA, SC, TN, TX, VA, WA, WI