Matthew HawesCRD Number: 3100043
Current Firm: Vanguard Advisers, Inc.
Matthew Hawes (CRD# 3100043) is an Investment Advisor Representative working at Vanguard Advisers, Inc. in Charlotte, NC and has over 23 years of experience in the finance industry.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Ubs Financial Services Inc.
|The Vanguard Group, Inc.||Charlotte, NC||Jan 2015 - Current||6|
|Unemployed||Charlotte, NC||Aug 2014 - Jan 2015||< 1|
|Ubs Financial Services Inc.||Charlotte, NC||Feb 2014 - Aug 2014||< 1|
|Wells Fargo Advisors LLC||Charlotte, NC||May 2009 - Feb 2014||4|
|Wachovia Bank, N.a.||Charlotte, NC||Jun 2002 - Feb 2014||11|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 1998|
|S65||NASAA Investment Advisors Law Examination||Dec 2006|
|S66||NASAA Uniform Combined State Law Examination||Nov 2019|
Total Assets Under Management276,525MILLIONS
Total Number of Accounts518,715ACCOUNTS
Average Account Value$533,097
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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