Melvin Brooks, financial advisor Charlotte NC
93 score

Melvin Brooks

CRD Number: 1386481
Current Firm: Innovation Partners LLC

Melvin Brooks (CRD# 1386481) is an Investment Advisor Representative working at Innovation Partners LLC in Charlotte, NC and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
Innovation Partners LLC Matthews, NC Jan 2013 - Current 3
Merriville Education Foundation Merriville, IN Jan 2006 - Current 10
Pro Financial Strategies Crown Point, IN Apr 2008 - Nov 2013 5
Transamerica Financial Advisors, Inc. Crown Point, IN Oct 2008 - Dec 2012 4
American United Life Merrillville, IN Jan 2006 - May 2008 2
One America Securities Inc. Merrillville, IN Jan 2006 - May 2008 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1985
S65 NASAA Investment Advisors Law Examination Jul 2004
Contact Info for Melvin D. Brooks
Phone Number: 704-708-5461
Registered State(s):
  • IN
By the Numbers
  • Total Assets Under Management
    50
    MILLIONS
  • Total Number of Accounts
    368
    ACCOUNTS
  • Average Account Value
    $134,605
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AR, AZ, CA, CO, CT, FL, GA, ID, IN, LA, MA, MI, MN, MO, MT, NC, ND, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, WA, WI

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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