Michael TurnerCRD Number: 5395888
Current Firm: Regal Investment Advisors LLC
Michael Turner (CRD# 5395888) is an Investment Advisor Representative working at Regal Investment Advisors LLC in Charlotte, NC and has over 9 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Regulus Advisors||Charlotte, NC||Oct 2015 - Current||1|
|Regal Investment Advisors||Charlotte, NC||Oct 2015 - Current||1|
|Lpl Financial, LLC||Charlotte, NC||Oct 2009 - Oct 2015||6|
|National Financial Services Group||Charlotte, GA||Jul 2007 - Oct 2009||2|
|Equity Services, Inc.||Montpelier, VT||Jul 2007 - Oct 2009||2|
|Marmax Group Inc.||Charlotte, NC||Jan 1999 - Dec 2008||9|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 2007|
|S65||NASAA Investment Advisors Law Examination||Aug 2008|
Total Assets Under Management897MILLIONS
Total Number of Accounts8,517ACCOUNTS
Average Account Value$105,305
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, HI, IA, IL, IN, KS, KY, LA, MD, MI, MN, MO, MS, NC, NE, NJ, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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