Nicholas MucciCRD Number: 5485887
Current Firm: E*trade Capital Management, LLC
Nicholas Mucci (CRD# 5485887) is an Investment Advisor Representative working at E*trade Capital Management, LLC in Charlotte, NC and has over 9 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|E*trade Securities LLC||Charlotte, NC||Nov 2014 - Current||3|
|E*trade Capital Management LLC||Charlotte, NC||Nov 2014 - Current||3|
|The Vanguard Group, Inc.||Charlotte, NC||Sep 2008 - Nov 2014||6|
|State University Of New York At Geneseo||Geneseo, NY||Sep 2004 - Jun 2008||3|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Jun 2014|
|S63||Uniform Securities State Law Examination||Oct 2008|
Total Assets Under Management3,199MILLIONS
Total Number of Accounts19,200ACCOUNTS
Average Account Value$166,610
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops