Nicholas MucciCRD Number: 5485887
Current Firm: E*trade Capital Management, LLC
Nicholas Mucci (CRD# 5485887) is an Investment Advisor Representative working at E*trade Capital Management, LLC in Charlotte, NC and has over 9 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|E*trade Securities LLC||Charlotte, NC||Nov 2014 - Current||3|
|E*trade Capital Management LLC||Charlotte, NC||Nov 2014 - Current||3|
|The Vanguard Group, Inc.||Charlotte, NC||Sep 2008 - Nov 2014||6|
|State University Of New York At Geneseo||Geneseo, NY||Sep 2004 - Jun 2008||3|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Jun 2014|
|S63||Uniform Securities State Law Examination||Oct 2008|
Total Assets Under Management5,445MILLIONS
Total Number of Accounts29,958ACCOUNTS
Average Account Value$181,751
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY