Orton ChenCRD Number: 3049077
Current Firm: Wedge Capital Management LLP
Orton Chen (CRD# 3049077) is an Investment Advisor Representative working at Wedge Capital Management LLP in Charlotte, NC and has over 12 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Wedge Capital Management||Charlotte, NC||Jul 2013 - Current||4|
|Al Dhabi Investment||Abu Dhabi,||Sep 2009 - Jun 2013||3|
|Sfg Advisors||San Francisco, CA||Jan 2009 - Sep 2009||< 1|
|Pinnacle Associates Ltd.||New York, NY||Feb 2006 - Jan 2009||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 2005|
|S65||NASAA Investment Advisors Law Examination||Jan 2008|
Total Assets Under Management11,297MILLIONS
Total Number of Accounts406ACCOUNTS
Average Account Value$27,825,123
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
FL, GA, NC, NY, SC, TX