Philip GleasonCRD Number: 1259948
Current Firm: Great Lakes & Atlantic Wealth Management And Advisory Partners
Philip Gleason (CRD# 1259948) is an Investment Advisor Representative working at Great Lakes & Atlantic Wealth Management And Advisory Partners in Charlotte, NC and has over 23 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Red Oaks Management||Oak Brook, IL||Sep 2016 - Current||1|
|Great Lakes Atlantic Wealth Management And Advisory Partners||Charlotte, NC||Aug 2016 - Current||1|
|The Investment Center, Inc.||Charlotte, NC||Jun 2009 - Sep 2016||7|
|Ic Advisory Services Inc.||Charlotte, NC||Jun 2009 - Sep 2016||7|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Davenport, IA||Nov 2005 - Jun 2009||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1994|
|S65||NASAA Investment Advisors Law Examination||Dec 1994|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management1,504MILLIONS
Total Number of Accounts6,386ACCOUNTS
Average Account Value$235,503
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
AL, AR, CA, CT, DC, FL, IL, MD, MI, MN, MS, NC, NJ, NY, OH, PA, PR, SC, TN, TX, VA
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