Richard AustinCRD Number: 6113867
Current Firm: Carolinas Investment Consulting LLC
Richard Austin (CRD# 6113867) is an Investment Advisor Representative working at Carolinas Investment Consulting LLC in Charlotte, NC and has over 4 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Carolinas Investment Consulting LLC||Charlotte, NC||Sep 2012 - Current||5|
|Unemployed||Charlotte, NC||Mar 2012 - Aug 2012||< 1|
|Xerox Corporation||Charlotte, NC||Jan 1987 - Feb 2012||25|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jul 2013|
Total Assets Under Management1,063MILLIONS
Total Number of Accounts1,325ACCOUNTS
Average Account Value$802,283
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
CA, CO, FL, GA, MA, MI, NC, NH, NJ, SC, TN, TX, VA