Richard FullerCRD Number: 5299921
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Richard Fuller (CRD# 5299921) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Charlotte, NC and has over 10 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Bank Of America, N.a.||Charlotte, NC||Apr 2011 - Current||7|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Charlotte, NC||Oct 2009 - Current||8|
|Bank Of America, Na||Charlotte, NC||Oct 1995 - Current||22|
|Banc Of America Investment Services, Inc.||Charlotte, NC||Mar 2007 - Oct 2009||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Sep 2007|
Total Assets Under Management639,574MILLIONS
Total Number of Accounts1,831,494ACCOUNTS
Average Account Value$349,209
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY