Richard Rogers (CRD# 1983378) is an Investment Advisor Representative working at Quantitative Process, LLC in Charlotte, NC and has over 26 years of experience in the finance industry.
CRD# 2867492
Defender Capital
CRD# 5753288
Morgan Stanley
CRD# 6172815
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Quantitative Process, LLC | Charlotte, NC | Jan 2013 - Current | 11 |
| Kovack Securities Inc. | Marietta, GA | Oct 2014 - Jul 2018 | 3 |
| Resource Horizons Group, LLC | Marietta, GA | Jan 2013 - Oct 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 1997 |
| S65 | NASAA Investment Advisors Law Examination | Nov 2002 |
- NC
-
Total Assets Under Management408MILLIONS
-
Total Number of Accounts268ACCOUNTS
-
Average Account Value$1,523,079
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
NC, SC
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