Robert DaytonCRD Number: 5360600
Current Firm: Northwestern Mutual Investment Services,llc
Robert Dayton (CRD# 5360600) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Charlotte, NC and has over 9 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Northwestern Mutual Wealth Management Company||Milwaukee, WI||Jan 2016 - Current||2|
|Northwestern Mutual Life Insurance Company||Milwaukee, WI||Mar 2010 - Current||7|
|Northwestern Mutual Investment Services, LLC||Charlotte, NC||Feb 2008 - Current||10|
|Northwestern Mutual Investment Services, LLC||Charlotte, NC||Apr 2013 - Mar 2016||2|
|John Garwood||Charlotte, NC||Jul 2010 - Aug 2012||2|
|John Garwood||Charlotte, NC||Jan 2008 - Feb 2010||2|
|John Garwood||Charlotte, NC||Dec 2007 - Jan 2008||< 1|
|Ameriprise Financial Services, Inc.||High Point, NC||Jun 2007 - Sep 2007||< 1|
|Valero Gas Station||Spruce Pine, NC||May 2007 - Sep 2007||< 1|
|Wake Forest University||Winston Salem, NC||Aug 2003 - May 2007||3|
|Old Town Club||Winston Salem, NC||Aug 2006 - Feb 2007||< 1|
|Liberty Hardware||High Point, NC||May 2006 - Aug 2006||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 2008|
|S65||NASAA Investment Advisors Law Examination||Mar 2013|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Fixed fees (other than subscription fees)
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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