Robert Dayton (CRD# 5360600) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Charlotte, NC and has over 10 years of experience in the finance industry.
CRD# 3089483
Prospera Financial Services, Inc.
Score
94
CRD# 2500734
Dalton Financial LLC
Score
103
CRD# 2082331
M Holdings Securities, Inc.
Score
103
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Northwestern Mutual Wealth Management Company | Milwaukee, WI | Jan 2016 - Current | 2 |
| Northwestern Mutual Life Insurance Company | Milwaukee, WI | Mar 2010 - Current | 8 |
| Northwestern Mutual Investment Services, LLC | Charlotte, NC | Feb 2008 - Current | 10 |
| Northwestern Mutual Investment Services, LLC | Charlotte, NC | Apr 2013 - Mar 2016 | 2 |
| John Garwood | Charlotte, NC | Jul 2010 - Aug 2012 | 2 |
| John Garwood | Charlotte, NC | Jan 2008 - Feb 2010 | 2 |
| John Garwood | Charlotte, NC | Dec 2007 - Jan 2008 | < 1 |
| Ameriprise Financial Services, Inc. | High Point, NC | Jun 2007 - Sep 2007 | < 1 |
| Valero Gas Station | Spruce Pine, NC | May 2007 - Sep 2007 | < 1 |
| Wake Forest University | Winston Salem, NC | Aug 2003 - May 2007 | 3 |
| Old Town Club | Winston Salem, NC | Aug 2006 - Feb 2007 | < 1 |
| Liberty Hardware | High Point, NC | May 2006 - Aug 2006 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 2008 |
| S65 | NASAA Investment Advisors Law Examination | Mar 2013 |
- NC
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- Fixed fees (other than subscription fees)
- Other
- Selection of other advisers (including private fund managers)
- Other
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