Robert GammonCRD Number: 3163885
Current Firm: Carolinas Investment Consulting LLC
Robert Gammon (CRD# 3163885) is an Investment Advisor Representative working at Carolinas Investment Consulting LLC in Charlotte, NC and has over 9 years of experience in the finance industry. Robert Gammon has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Carolinas Investment Consulting LLC||Charlotte, NC||Feb 2008 - Current||9|
|Wachovia Bank Na||Charlotte, NC||Feb 2004 - Feb 2008||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 2008|
Total Assets Under Management1,063MILLIONS
Total Number of Accounts1,325ACCOUNTS
Average Account Value$802,283
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
CA, CO, FL, GA, MA, MI, NC, NH, NJ, SC, TN, TX, VA