Robert SytzCRD Number: 1258313
Current Firm: Mcgill Advisors, Inc.
Robert Sytz (CRD# 1258313) is an Investment Advisor Representative working at Mcgill Advisors, Inc. in Charlotte, NC and has over 33 years of experience in the finance industry. Robert Sytz has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Mcgill Advisors, Inc. (formerly Select Consulting, Inc.)||Charlotte, NC||Dec 1999 - Current||18|
|Robert V. Sytz, Jr., Cfp||Charlotte, NC||May 1988 - Current||29|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1984|
|S65||NASAA Investment Advisors Law Examination||Dec 1998|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management1,170MILLIONS
Total Number of Accounts3,826ACCOUNTS
Average Account Value$305,843
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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