Rodney LineberryCRD Number: 1967453
Current Firm: Raymond James & Associates, Inc.
Rodney Lineberry (CRD# 1967453) is an Investment Advisor Representative working at Raymond James & Associates, Inc. in Charlotte, NC and has over 27 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Raymond James & Associates||Charlotte, NC||Sep 2015 - Current||2|
|Bb&t Securities, LLC||Sumter, SC||Jan 2013 - Sep 2015||2|
|Scott & Stringfellow||Charlotte, NC||Apr 2012 - Jan 2013||< 1|
|Morgan Stanley Smith Barney||Virginia Beach, VA||Jun 2009 - Jan 2012||2|
|Citigroup Global Markets Inc.||Virginia Beach, VA||Jul 1993 - Jan 2012||18|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1990|
|S65||NASAA Investment Advisors Law Examination||May 1992|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management91,401MILLIONS
Total Number of Accounts317,837ACCOUNTS
Average Account Value$287,573
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV