Ronald PoeCRD Number: 1284078
Current Firm: Millennium Investment And Retirement Advisors, LLC
Ronald Poe (CRD# 1284078) is an Investment Advisor Representative working at Millennium Investment And Retirement Advisors, LLC in Charlotte, NC and has over 32 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Millennium Investment And Retirement Advisors, LLC||Charlotte, NC||Nov 2008 - Current||8|
|Self Employed||Denver, NC||Feb 2008 - Current||9|
|Dixie Home Crafters||Gastonia, NC||Jul 2007 - Feb 2008||< 1|
|Southeast Investments, Na Inc.||Denver, NC||Aug 2005 - Jun 2007||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1984|
|S65||NASAA Investment Advisors Law Examination||Aug 2009|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
- Judgments / Liens
Total Assets Under Management570MILLIONS
Total Number of Accounts292ACCOUNTS
Average Account Value$1,953,348
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
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