Shannon OstinelliCRD Number: 3011153
Current Firm: Advice And Planning Services
Shannon Ostinelli (CRD# 3011153) is an Investment Advisor Representative working at Advice And Planning Services in Charlotte, NC and has over 18 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Tiaa||Charlotte, NC||Jun 2013 - Current||4|
|Tiaa-cref Individual & Institutional Services, LLC||Charlotte, NC||Jun 2013 - Current||4|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Charlotte, NC||Feb 2008 - Jun 2013||5|
|Ubs Financial Services Inc.||Charlotte, NC||Jun 2004 - Feb 2008||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1999|
|S65||NASAA Investment Advisors Law Examination||Nov 1999|
|S66||NASAA Uniform Combined State Law Examination||Sep 2004|
Total Assets Under Management16,792MILLIONS
Total Number of Accounts45,960ACCOUNTS
Average Account Value$365,356
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV