Stephen Heeseman, financial advisor Charlotte NC
96 score

Stephen Heeseman

CRD Number: 5501356
Current Firm: Suntrust Investment Services, Inc.

Stephen Heeseman (CRD# 5501356) is an Investment Advisor Representative working at Suntrust Investment Services, Inc. in Charlotte, NC and has over 8 years of experience in the finance industry. Stephen Heeseman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Suntrust Bank Charlotte, NC May 2015 - Current 1
Suntrust Investment Services, Inc. Atlanta, GA May 2015 - Current 1
Suntrust Investment Services,inc. Atlanta, GA Mar 2008 - May 2015 7
Suntrust Bank Charlotte, NC Jul 1999 - May 2015 15
Suntrust Investment Services,inc. Atlanta, GA Apr 2005 - Aug 2007 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2008
Contact Info for Stephen F. Heeseman
Phone Number: 404-813-8981
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    10,443
    MILLIONS
  • Total Number of Accounts
    26,841
    ACCOUNTS
  • Average Account Value
    $389,077
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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