Stephen PlumerCRD Number: 4437769
Current Firm: H.d. Vest Advisory Services, Inc.
Stephen Plumer (CRD# 4437769) is an Investment Advisor Representative working at H.d. Vest Advisory Services, Inc. in Charlotte, NC and has over 15 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Stephen Plumer||Charlotte, NC||May 2014 - Current||3|
|H.d. Vest Advisory Services||Charlotte, NC||Jan 2005 - Current||12|
|H.d. Vest Investment Services||Charlotte, NC||Sep 2001 - Current||15|
|Moyer, Smith & Roller Pa||Charlotte, NC||Jan 2007 - Dec 2011||4|
|Stephen W Plumer Cpa, Pa||Charlotte, NC||Jan 1991 - Dec 2006||15|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 2001|
|S65||NASAA Investment Advisors Law Examination||Dec 2004|
Total Assets Under Management9,187MILLIONS
Total Number of Accounts50,531ACCOUNTS
Average Account Value$181,805
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV