Steven AbelsCRD Number: 4205168
Current Firm: The Financial Legacy Group
Steven Abels (CRD# 4205168) is an Investment Advisor Representative working at The Financial Legacy Group in Charlotte, NC and has over 20 years of experience in the finance industry.
Ubs Financial Services Inc.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
|Innovation Partners LLC||Charlotte, NC||Jun 2017 - Current||3|
|The Financial Legacy Group||Charlotte, NC||Apr 2017 - Current||3|
|The Financial Legacy Group||Charlotte, NC||Aug 2016 - Current||4|
|Fortune Financial Services, Inc.||New Brighton, PA||Sep 2014 - Jun 2017||2|
|Integrated Financial Strategies, LLC||Charlotte, NC||Aug 2012 - Feb 2017||4|
|Capital Guardian, LLC||Charlotte, NC||Sep 2012 - Sep 2014||2|
|Lpl Financial LLC||Charlotte, NC||Jan 2009 - Sep 2012||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 2000|
|S66||NASAA Uniform Combined State Law Examination||Oct 2011|
Total Assets Under Management34MILLIONS
Total Number of Accounts225ACCOUNTS
Average Account Value$152,667
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
NC, SC, TX
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