Steven AbelsCRD Number: 4205168
Current Firm: The Financial Legacy Group
Steven Abels (CRD# 4205168) is an Investment Advisor Representative working at The Financial Legacy Group in Charlotte, NC and has over 20 years of experience in the finance industry.
Ubs Financial Services Inc.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
|Innovation Partners LLC||Charlotte, NC||Jun 2017 - Current||3|
|The Financial Legacy Group||Charlotte, NC||Apr 2017 - Current||4|
|The Financial Legacy Group||Charlotte, NC||Aug 2016 - Current||4|
|Fortune Financial Services, Inc.||New Brighton, PA||Sep 2014 - Jun 2017||2|
|Integrated Financial Strategies, LLC||Charlotte, NC||Aug 2012 - Feb 2017||4|
|Capital Guardian, LLC||Charlotte, NC||Sep 2012 - Sep 2014||2|
|Lpl Financial LLC||Charlotte, NC||Jan 2009 - Sep 2012||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 2000|
|S66||NASAA Uniform Combined State Law Examination||Oct 2011|
Total Assets Under Management49MILLIONS
Total Number of Accounts268ACCOUNTS
Average Account Value$184,025
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
NC, SC, TX
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.