Steven AbelsCRD Number: 4205168
Current Firm: The Financial Legacy Group
Steven Abels (CRD# 4205168) is an Investment Advisor Representative working at The Financial Legacy Group in Charlotte, NC and has over 22 years of experience in the finance industry.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Eudaimonia Partners, LLC
|Innovation Partners LLC||Charlotte, NC||Jun 2017 - Current||5|
|The Financial Legacy Group||Charlotte, NC||Apr 2017 - Current||5|
|The Financial Legacy Group||Charlotte, NC||Aug 2016 - Current||6|
|Fortune Financial Services, Inc.||New Brighton, PA||Sep 2014 - Jun 2017||2|
|Integrated Financial Strategies, LLC||Charlotte, NC||Aug 2012 - Feb 2017||4|
|Capital Guardian, LLC||Charlotte, NC||Sep 2012 - Sep 2014||2|
|Lpl Financial LLC||Charlotte, NC||Jan 2009 - Sep 2012||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 2000|
|S66||NASAA Uniform Combined State Law Examination||Oct 2011|
Total Assets Under Management69MILLIONS
Total Number of Accounts250ACCOUNTS
Average Account Value$276,000
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
NC, SC, TX
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