Steven Atkins, financial advisor Charlotte NC

Steven Atkins

CRD Number: 1293373
Current Firm: Wells Fargo Clearing Services, LLC

Steven Atkins (CRD# 1293373) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Charlotte, NC and has over 36 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Clearing Services Charlotte, NC Jul 2019 - Current 1
Mml Investors Services, LLC Springfield, MA Mar 2017 - Jun 2019 2
Massachusetts Mutual Life Insurance Company Springfield, MA Feb 2017 - Jun 2019 2
Wells Fargo, Inactive Status Charlotte, NC Sep 2015 - Feb 2017 1
First Clearing, LLC Charlotte, NC Jan 2014 - Sep 2015 1
Wells Fargo Advisors LLC Charlotte, NC May 2009 - Dec 2013 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1984
S66 NASAA Uniform Combined State Law Examination Oct 2019
Contact Info for Steven D. Atkins
Phone Number: 314-875-3000
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    510,934
    MILLIONS
  • Total Number of Accounts
    1,430,874
    ACCOUNTS
  • Average Account Value
    $357,078
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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