Steven Hatley, financial advisor Charlotte NC

Steven Hatley

CRD Number: 6746087
Current Firm: Wells Fargo Clearing Services, LLC

Steven Hatley (CRD# 6746087) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Charlotte, NC and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Clearing Services Charlotte, NC Jul 2018 - Current 3
Lyft Charlotte, NC Mar 2017 - Current 4
Uber Charlotte, NC Apr 2016 - Current 5
Wells Fargo Clearing Services Charlotte, NC Dec 2016 - Jul 2018 1
At&t Charlotte, NC Jul 2014 - May 2016 1
Kay Jewelers Durham, NC Aug 2013 - May 2014 < 1
Kay Jewelers Raleigh, NC May 2012 - Aug 2013 1
Unemployed Chapel Hill, NC Dec 2011 - May 2012 < 1
Walgreens Chapel Hill, NC Mar 2009 - Dec 2011 2
Student At Unc Chapel Hill Chapel Hill, NC Aug 2008 - Dec 2011 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2018
Contact Info for Steven Hatley
Phone Number: 314-875-3000
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    568,760
    MILLIONS
  • Total Number of Accounts
    1,434,300
    ACCOUNTS
  • Average Account Value
    $396,542
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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