Thomas Brown, financial advisor Charlotte NC
89 score

Thomas Brown

CRD Number: 6232697
Current Firm: Raymond James & Associates, Inc.

Thomas Brown (CRD# 6232697) is an Investment Advisor Representative working at Raymond James & Associates, Inc. in Charlotte, NC and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Raymond James & Associates Charlotte, NC Nov 2015 - Current 1
Charlotte Soccer Academy Mathews, NC Aug 2015 - Current 1
Bank Of America, N.a. Charlotte, NC Apr 2015 - Nov 2015 < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte, NC Mar 2015 - Nov 2015 < 1
Edward Jones St Louis, MO Aug 2013 - Feb 2015 1
Nauset Beach Club Orleans, MA Jun 2013 - Aug 2013 < 1
Emory University Atlanta, GA Aug 2012 - May 2013 < 1
Pavilion Development Company Charlotte, NC May 2012 - Aug 2012 < 1
J. Crew Charlotte, NC May 2012 - Aug 2012 < 1
Emory University Atlanta, GA Aug 2011 - May 2012 < 1
Golf 9/12 Charlotte, NC May 2011 - Sep 2011 < 1
Emory University Atlanta, GA Aug 2010 - May 2011 < 1
Samaritan's Purse Port Alsworth, AK May 2010 - Aug 2010 < 1
Emory University Atlanta, GA Aug 2009 - May 2010 < 1
G.h. Bass Blowing Rock, NC Nov 2008 - Aug 2009 < 1
Full-time Student Charlotte, NC Aug 2003 - Nov 2008 5
The Best Cellar Blowing Rock, NC Jun 2007 - Aug 2007 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2013
Contact Info for Thomas E. Brown
Phone Number: 727-567-1000
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    91,401
    MILLIONS
  • Total Number of Accounts
    317,837
    ACCOUNTS
  • Average Account Value
    $287,573
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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