Thomas HicksCRD Number: 4505721
Current Firm: Wells Fargo Advisors, LLC
Thomas Hicks (CRD# 4505721) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Charlotte, NC and has over 15 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Wells Fargo Advisors LLC||Charlotte, NC||May 2009 - Current||8|
|Wachovia Securities, Llc-isg||Charlotte, NC||May 2003 - May 2009||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 2002|
|S65||NASAA Investment Advisors Law Examination||May 2006|
Total Assets Under Management372,113MILLIONS
Total Number of Accounts1,339,368ACCOUNTS
Average Account Value$277,827
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)