Thomas Schauder, financial advisor Charlotte NC
88 score

Thomas Schauder

CRD Number: 6351718
Current Firm: Capital Asset Advisory Services, LLC

Thomas Schauder (CRD# 6351718) is an Investment Advisor Representative working at Capital Asset Advisory Services, LLC in Charlotte, NC and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Capital Asset Advisory Services, LLC Haslett, MI Jun 2014 - Current 2
Poterack Capital Advisory Charlotte, NC Jun 2014 - Current 2
The Excelon Group LLC Concord, NC Oct 2012 - May 2014 1
Ernst & Young LLP Charlotte, NC Aug 2011 - Oct 2012 1
Ernst & Young LLP Mclean, VA Sep 2010 - Jul 2011 < 1
Sayres & Associates Corp Arlington, VA Aug 2009 - Sep 2010 1
Virginia Polytechnic Institute And State University Blacksburg, VA Aug 2005 - May 2009 3
Ernst & Young LLP Mclean, VA Jun 2008 - Aug 2008 < 1
Ernst & Young LLP Mclean, VA Jun 2007 - Aug 2007 < 1
Ernst & Young LLP Washington, DC Jun 2006 - Aug 2006 < 1
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Jun 2014
Contact Info for Thomas C. Schauder
Phone Number: 517-339-7662
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    1,122
    MILLIONS
  • Total Number of Accounts
    10,016
    ACCOUNTS
  • Average Account Value
    $111,979
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, NC, ND, NH, NJ, NV, NY, OH, PA, SC, TN, TX, UT, VA, WA, WI

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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