Umar Ali (CRD# 6404328) is an Investment Advisor Representative working at First Citizens Investor Services, Inc. in Staunton, VA and has over 9 years of experience in the finance industry.
CRD# 4488993
Raymond James Financial Services Advisors, Inc.
CRD# 2208417
Edward Jones
CRD# 1901167
Armstrong Financial, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| First Citizens Investor Services | Raleigh, NC | Nov 2023 - Current | < 1 |
| First Citizens Investor Services | Raleigh, NC | Jul 2019 - Nov 2023 | 4 |
| First Citizens Bank | Harrisonburg, VA | Jul 2019 - Nov 2023 | 4 |
| Infinex Investments, Inc. | Meriden, CT | Oct 2017 - Jun 2019 | 1 |
| First Bank & Trust Company | Harrisonburg, VA | Oct 2017 - Jun 2019 | 1 |
| Lpl Financial LLC | Harrisonburg, VA | Jan 2017 - Oct 2017 | < 1 |
| Blue Ridge Bank | Harrisonburg, VA | Jan 2016 - Oct 2017 | 1 |
| Infinex Investments, Inc. | Meriden, CT | Feb 2016 - Jan 2017 | < 1 |
| Wells Fargo Advisors, LLC | Harrisonburg, VA | Sep 2014 - Jan 2016 | 1 |
| Wells Fargo Bank Na | Harrisonbug, VA | May 2013 - Jan 2016 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 2014 |
| S65 | NASAA Investment Advisors Law Examination | Dec 2014 |
- VA
-
Total Assets Under Management1,729MILLIONS
-
Total Number of Accounts6,086ACCOUNTS
-
Average Account Value$284,149
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AL, AR, AZ, CA, CO, CT, DE, FL, GA, IL, LA, MA, MD, NC, NE, NH, NJ, NY, PA, SC, TN, TX, UT, VA, WA, WI, WV
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