Umar Ali, financial advisor Charlotte NC

Umar Ali

CRD Number: 6404328
Current Firm: First Citizens Investor Services, Inc.

Umar Ali (CRD# 6404328) is an Investment Advisor Representative working at First Citizens Investor Services, Inc. in Charlotte, NC and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
First Citizens Investor Services Raleigh, NC Jul 2019 - Current 1
First Citizens Bank Harrisonburg, VA Jul 2019 - Current 1
First Bank & Trust Company Harrisonburg, VA Oct 2017 - Jun 2019 1
Infinex Investments, Inc. Meriden, CT Oct 2017 - Jun 2019 1
Lpl Financial LLC Harrisonburg, VA Jan 2017 - Oct 2017 < 1
Blue Ridge Bank Harrisonburg, VA Jan 2016 - Oct 2017 1
Infinex Investments, Inc. Meriden, CT Feb 2016 - Jan 2017 < 1
Wells Fargo Advisors, LLC Harrisonburg, VA Sep 2014 - Jan 2016 1
Wells Fargo Bank Na Harrisonbug, VA May 2013 - Jan 2016 2
Hammond Insurance Services Harrisonburg, VA Jan 2008 - May 2013 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2014
S65 NASAA Investment Advisors Law Examination Dec 2014
Contact Info for Umar F. Ali
Phone Number: 800-229-0205
Registered State(s):
  • VA
By the Numbers
  • Total Assets Under Management
    1,203
    MILLIONS
  • Total Number of Accounts
    4,144
    ACCOUNTS
  • Average Account Value
    $290,325
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CA, FL, GA, IN, LA, MA, MD, NC, NH, NJ, NY, PA, SC, TN, TX, VA, WV

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