Van Pate, financial advisor Charlotte NC
93 score

Van Pate

CRD Number: 3127507
Current Firm: Rbc Capital Markets, LLC

Van Pate (CRD# 3127507) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Charlotte, NC and has over 11 years of experience in the finance industry.

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Company Name Location Dates Years
Rbc Capital Markets Corporation Charlotte, NC Feb 2010 - Current 6
Unemployed Boston, MA May 2009 - Feb 2010 < 1
Credit Suisse Boston, MA Oct 2008 - May 2009 < 1
Ubs Financial Services, Inc. Boston, MA Jun 2006 - Oct 2008 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2005
Contact Info for Van H. Pate
Phone Number: 212-858-7000
Firm Website: https://www.rbccm.com
Registered State(s):
  • NC
  • TX
  • SC
By the Numbers
  • Total Assets Under Management
    76,274
    MILLIONS
  • Total Number of Accounts
    192,243
    ACCOUNTS
  • Average Account Value
    $396,757
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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