William RowlandCRD Number: 5564133
Current Firm: Vanguard Advisers Inc.
William Rowland (CRD# 5564133) is an Investment Advisor Representative working at Vanguard Advisers Inc. in Charlotte, NC and has over 9 years of experience in the finance industry. William Rowland has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|The Vanguard Group, Inc.||Charlotte, NC||Jul 2008 - Current||9|
|Dial America||Athens, GA||Feb 2008 - Jul 2008||< 1|
|Video Warehouse||Athens, GA||Dec 2007 - Jan 2008||< 1|
|Play It Again Sports||Anderson, SC||Oct 2006 - Dec 2007||1|
|Islander Pub And Grille||Pendleton, SC||Mar 2003 - Oct 2006||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 2008|
Total Assets Under Management79,883MILLIONS
Total Number of Accounts546,930ACCOUNTS
Average Account Value$146,058
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV