William Sipe (CRD# 6653816) is an Investment Advisor Representative working at Vanguard Advisers, Inc. in Charlotte, NC and has over 7 years of experience in the finance industry. William Sipe has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5182920
Moore Investment Partners, LLC
CRD# 862387
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2867492
Defender Capital
| Company Name | Location | Dates | Years |
|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte, NC | May 2016 - Current | 7 |
| Unemployed | Charlotte, NC | Feb 2016 - May 2016 | < 1 |
| Healthy You Vending | Charlotte, NC | Aug 2015 - Feb 2016 | < 1 |
| Uber | Rock Hill, SC | Jul 2015 - Dec 2015 | < 1 |
| Unemployed | Rock Hill, SC | Sep 2014 - Jul 2015 | < 1 |
| Mcgladrey | Charlotte, NC | Jun 2014 - Sep 2014 | < 1 |
| Clemson University | Clemson, SC | Aug 2010 - May 2014 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 2016 |
| S65 | NASAA Investment Advisors Law Examination | May 2018 |
- NC
- TX
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Total Assets Under Management333,067MILLIONS
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Total Number of Accounts804,462ACCOUNTS
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Average Account Value$414,024
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
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