John Couric, financial advisor Charlottesville VA
73 score

John Couric

CRD Number: 5613913
Current Firm: Northwestern Mutual Investment Services,llc

John Couric (CRD# 5613913) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Charlottesville, VA and has over 7 years of experience in the finance industry.

Similar Advisors
David John Marotta, financial advisor Charlottesville VA
David John Marotta
CRD# 3120641
Marotta Wealth Management, Inc.
Score
103
Similar Advisors
Peter Tuz, financial advisor Charlottesville VA
Peter W. Tuz
CRD# 1507379
Chase Investment Counsel Corporation
Score
103
Similar Advisors
Evan Powers, financial advisor Charlottesville VA
Evan Powers
CRD# 4831926
Cypress Financial Planning
Score
100
Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current < 1
Northwestern Mutual Investment Services, LLC Charlottesvle, VA Jun 2015 - Current 1
Northwestern Mutual Life Insurance Company Milwaukee, WI Mar 2009 - Current 7
Northwestern Mutual Investment Services, LLC Charlottesvle, VA Jun 2015 - Mar 2016 < 1
Northwestern Mutual Investment Services LLC Mc Lean, VA Jul 2013 - May 2015 1
Northwestern Mutual Investment Services, LLC Mclean, VA Mar 2009 - May 2015 6
The Thomas Group, Inc. (harry L Thomas) Mclean, VA Aug 2008 - Mar 2009 < 1
Worldwide Express Arlington, VA May 2007 - Jul 2008 1
University Of Virginia Charlottesville, VA Aug 2003 - May 2007 3
Cs-tv New York, NY Aug 2006 - Dec 2006 < 1
Pietanza Arlington, VA May 2005 - Nov 2006 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2009
S65 NASAA Investment Advisors Law Examination Jul 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for John M. Couric
Phone Number: 866-664-7737
Registered State(s):
  • VA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
73

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.