Aon Miller, financial advisor Chattanooga TN
9 score

Aon Miller

CRD Number: 3083225
Current Firm: Am Investment Strategies, LLC

Aon Miller (CRD# 3083225) is an Investment Advisor Representative working at Am Investment Strategies, LLC in Chattanooga, TN and has over 18 years of experience in the finance industry. Aon Miller has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Purshe Kaplan Sterling Investments, Inc. Albany, NY Nov 2012 - Current 4
Am Investment Strategies, LLC Chattanooga, TN Oct 2012 - Current 4
Benjamin F Edwards & Co Chattanooga, TN Jul 2011 - Oct 2012 1
Wells Fargo Advisors, LLC Chattanooga, TN Jan 2009 - Jul 2011 2
Wachovia Securities, LLC Chattanooga, TN May 2007 - Jan 2009 1
A. G. Edwards & Sons, Inc. Chattanooga, TN Jun 1998 - May 2007 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1998
S66 NASAA Uniform Combined State Law Examination Mar 2005
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Employer Dispute
  • Customer Dispute
  • Regulatory Event
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Aon D. Miller
Phone Number: 423-486-1888
Registered State(s):
  • TN
  • TX
By the Numbers
  • Total Assets Under Management
    265
    MILLIONS
  • Total Number of Accounts
    760
    ACCOUNTS
  • Average Account Value
    $349,122
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

CA, FL, GA, NY, TN, TX

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BADGES
9

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