Benjamin Francis, financial advisor Chattanooga TN
96 score

Benjamin Francis

CRD Number: 5359716
Current Firm: Northwestern Mutual Investment Services,llc

Benjamin Francis (CRD# 5359716) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Chattanooga, TN and has over 8 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current < 1
Northwestern Mutual Investment Services, LLC Chattanooga, TN Sep 2007 - Current 9
Northwestern Mutual Life Insurance Company Milwaukee, WI Jun 2007 - Current 9
Northwestern Mutual Investment Services, LLC Chattanooga, TN Feb 2012 - Mar 2016 4
Chattanooga Valet Chattanooga, TN Feb 2005 - Feb 2012 7
The John Ankerberg Show Chattanooga, TN Nov 2006 - Dec 2007 1
Southern Star Restaraunt Chattanooga, TN Feb 2005 - May 2007 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2008
Contact Info for Benjamin L. Francis
Phone Number: 866-664-7737
Registered State(s):
  • TN
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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