James Place, financial advisor Chattanooga TN
86 score

James Place

CRD Number: 1209703
Current Firm: Evergreen Advisors, LLC

James Place (CRD# 1209703) is an Investment Advisor Representative working at Evergreen Advisors, LLC in Chattanooga, TN and has over 33 years of experience in the finance industry. James Place has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Evergreen Advisors, LLC Chattanooga, TN Oct 2008 - Current 8
Cambridge Investment Research, Inc. Fairfield, IA Jun 2006 - Sep 2010 4
Evergreen Management, LLC Chattanooga, TN Jun 2006 - Jun 2009 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1983
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for James H. Place
Phone Number: 423-933-1814
Registered State(s):
  • TN
  • TX
By the Numbers
  • Total Assets Under Management
    155
    MILLIONS
  • Total Number of Accounts
    805
    ACCOUNTS
  • Average Account Value
    $193,048
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AL, GA, NC, TN, TX

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BADGES
86

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