John Sterner, financial advisor Chattanooga TN
96 score

John Sterner

CRD Number: 4446088
Current Firm: Northwestern Mutual Investment Services,llc

John Sterner (CRD# 4446088) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Chattanooga, TN and has over 14 years of experience in the finance industry. John Sterner has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2015 - Current 1
Northwestern Mutual Investment Services, LLC Chattanooga, TN Jan 2006 - Current 10
The Northwestern Mutual Life Insurance Company Milwaukee, WI Aug 2001 - Current 15
Northwestern Mutual Investment Services, LLC Milwaukee, WI Aug 2001 - Current 15
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2002
S66 NASAA Uniform Combined State Law Examination Sep 2006
Contact Info for John P. Sterner
Phone Number: 866-664-7737
Registered State(s):
  • TN
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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