Nicholas WaycasterCRD Number: 7123144
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Nicholas Waycaster (CRD# 7123144) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Chattanooga, TN and has over 2 years of experience in the finance industry.
Raymond James Financial Services Advisors, Inc.
Sagepoint Financial, Inc.
Cetera Advisors LLC
|Bank Of America, N.a.||Chattanooga, TN||Jul 2019 - Current||3|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Chattanooga, TN||May 2019 - Current||3|
|Unum Insurance||Chattanooga, TN||May 2018 - May 2019||1|
|Western Governors University||Salt Lake City, UT||Jul 2017 - Mar 2019||1|
|Erlanger Medical||Chattanooga, TN||Apr 2015 - May 2018||3|
|Tennessee Tech University||Cookeville, TN||Sep 2009 - May 2017||7|
|Chattanooga State Community College||Chattanooga, TN||May 2015 - Aug 2016||1|
|Nhc Of Fort Oglethorpe||Fort Ogethrope, GA||Nov 2014 - May 2015||< 1|
|Unemployed/homemaker||Chattanooga, TN||May 2012 - Oct 2014||2|
|Wal-mart||Chattanooga, TN||Apr 2013 - Jun 2013||< 1|
|Sears Holdings Corporation||Chattanooga, TN||Oct 2012 - Dec 2012||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2019|
Total Assets Under Management1,283,838MILLIONS
Total Number of Accounts2,825,602ACCOUNTS
Average Account Value$454,359
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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