William Wood, financial advisor Chattanooga TN

William Wood

CRD Number: 2788497
Current Firm: Apex Strategic Wealth, LLC

William Wood (CRD# 2788497) is an Investment Advisor Representative working at Apex Strategic Wealth, LLC in Chattanooga, TN and has over 27 years of experience in the finance industry. William Wood has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Apex Strategic Wealth, LLC Chattanooga, TN May 2020 - Current 3
Lpl Financial LLC Chattanooga, TN Jul 2013 - Current 10
Franklin Wealth Management Chattanooga, TN Jul 2013 - Oct 2020 7
Innovative Advisory Partners, LLC Chattanooga, TN Oct 2016 - Jul 2020 3
Solomonwood, LLC Chattanooga, TN Aug 1996 - Jul 2020 23
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1996
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for William S. Wood
Phone Number: 423 267 0046
Registered State(s):
  • TN
By the Numbers
  • Total Assets Under Management
    201
    MILLIONS
  • Total Number of Accounts
    1,020
    ACCOUNTS
  • Average Account Value
    $196,935
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Educational seminars/workshops
Types of Clients
Registered States

AL, CA, FL, GA, IL, LA, OH, SC, TN, TX, WA

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