Eric TunstallCRD Number: 5447513
Current Firm: Citizens Securities, Inc.
Eric Tunstall (CRD# 5447513) is an Investment Advisor Representative working at Citizens Securities, Inc. in Chepachet, RI and has over 9 years of experience in the finance industry.
Spinnaker Asset Management Inc.
Financial Independence, LLC
|Cco Investment Services Corp||Smithfield, RI||Jan 2011 - Current||6|
|Ameriprise Financial Services, Inc.||Cranston, RI||Oct 2007 - Jan 2011||3|
|Unemployed||Lincoln, RI||Sep 2007 - Oct 2007||< 1|
|Tjmaxx||Westborough, MA||Dec 2006 - Sep 2007||< 1|
|Alderwoods Group||Providence, RI||Jun 1999 - Dec 2006||7|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management27,379MILLIONS
Total Number of Accounts19,253ACCOUNTS
Average Account Value$1,422,068
- A percentage of assets under your management
- Selection of other advisers (including private fund managers)
AL, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KY, LA, MD, ME, MI, MN, MO, MS, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV