Susan Malloy (CRD# 1659187) is an Investment Advisor Representative working at M Capital Wealth Management, LLC in Cheraw, SC and has over 33 years of experience in the finance industry.
CRD# 4287621
Ameriprise Financial Services, LLC
CRD# 4636949
M Capital Wealth Management, LLC
CRD# 6681552
Credit Union Investment Services
| Company Name | Location | Dates | Years |
|---|---|---|---|
| M Captial Wealth Management, LLC | Cheraw, SC | Nov 2010 - Current | 13 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 1991 |
| S65 | NASAA Investment Advisors Law Examination | May 1994 |
| S66 | NASAA Uniform Combined State Law Examination | Feb 2007 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- SC
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Total Assets Under Management42MILLIONS
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Total Number of Accounts136ACCOUNTS
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Average Account Value$310,438
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Other
SC
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