Ann Slechta, financial advisor Cherokee IA
93 score

Ann Slechta

CRD Number: 5374100
Current Firm: Principal Securities, Inc.

Ann Slechta (CRD# 5374100) is an Investment Advisor Representative working at Principal Securities, Inc. in Cherokee, IA and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Heartland Financial Resource Group Carroll, IA Sep 2012 - Current 4
Principal Life Ins Co Carroll, IA Aug 2011 - Current 5
Princor Financial Services Corp Carroll, IA Aug 2011 - Current 5
Money Concepts Capital Corp Palm Beach Gardens, FL Jan 2009 - Aug 2011 2
First Investments Sioux City, IA Dec 2008 - Aug 2011 2
Ubs Financial Services Inc. Sioux City, IA Jun 2007 - Dec 2008 1
Sioux City Country Club Sioux City, IA Oct 2006 - Jun 2007 < 1
South Bend Country Club South Bend, IN May 2005 - Oct 2006 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2007
Contact Info for Ann K. Slechta
Phone Number: 888-774-6267
Firm Website: http://www.principal.com
Registered State(s):
  • IA
By the Numbers
  • Total Assets Under Management
    1,622
    MILLIONS
  • Total Number of Accounts
    15,486
    ACCOUNTS
  • Average Account Value
    $104,766
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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