Francis Dougherty, financial advisor Marlton NJ

Francis Dougherty

CRD Number: 4821828
Current Firm: Prudential Financial Planning Services

Francis Dougherty (CRD# 4821828) is an Investment Advisor Representative working at Prudential Financial Planning Services in Marlton, NJ and has over 19 years of experience in the finance industry.

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Company Name Location Dates Years
Prudential Insurance Company Of America Marlton, NJ Feb 2022 - Current 2
Pruco Securities, LLC Marlton, NJ Feb 2022 - Current 2
Bcg Securities, Inc. Cherry Hill, NJ Feb 2019 - Feb 2022 3
Voya Financial Advisors, Inc. Cherry Hill, NJ Nov 2015 - Feb 2019 3
Lpl Financial, LLC Cherry Hill, PA Oct 2014 - Nov 2015 1
Good Life Advisors, LLC Wyomissing, PA Oct 2014 - Nov 2015 1
Mcadam Financial Group Philadelphia, PA Mar 2011 - Oct 2014 3
Ing Financial Partners, Inc. Jersey Ctiy, NJ Jul 2008 - Oct 2014 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2004
S66 NASAA Uniform Combined State Law Examination Sep 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Francis J. Dougherty
Phone Number: 800-235-7637
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    14,029
    MILLIONS
  • Total Number of Accounts
    106,737
    ACCOUNTS
  • Average Account Value
    $131,438
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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