Joseph Garagozzo, financial advisor Audubon NJ

Joseph Garagozzo

CRD Number: 2390063
Current Firm: Cetera Investment Advisers LLC

Joseph Garagozzo (CRD# 2390063) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Audubon, NJ and has over 20 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Investment Advisers LLC Schaumburg, IL Jun 2023 - Current < 1
Cetera Advisor Networks LLC El Segundo, CA Dec 2019 - Current 4
Gara Gold, LLC Audubon, NJ Dec 2019 - Current 4
All Brand Appliance Parts Of Pennsyvania Norristown, PA May 2006 - Current 17
Gara Financial Inc. Cherry Hill, NJ Oct 1993 - Current 30
Echestnut Group T/a Kid Rips Runnemede, NJ Mar 2015 - Jan 2024 8
Jrip Runnemede, NJ Mar 2015 - Jan 2024 8
Royal Alliance Associates Mt. Laurel, NJ Nov 2006 - Dec 2019 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2003
S65 NASAA Investment Advisors Law Examination Oct 2003
Contact Info for Joseph N. Garagozzo
Phone Number: 888-528-2987
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    33,356
    MILLIONS
  • Total Number of Accounts
    176,986
    ACCOUNTS
  • Average Account Value
    $188,469
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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