James Phillips, financial advisor Richmond VA

James Phillips

CRD Number: 2234534
Current Firm: Lpl Financial LLC

James Phillips (CRD# 2234534) is an Investment Advisor Representative working at Lpl Financial LLC in Richmond, VA and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
Blue Ridge Bank Richmond, VA Nov 2022 - Current 1
Lpl Financial LLC Richmond, VA Nov 2022 - Current 1
Infinex Investments, Inc. Amelia, VA Jun 2008 - Current 15
Citizens Bank & Trust Blackstone, VA Mar 2006 - Nov 2022 16
Bi Investments, LLC Glen Allen, VA Mar 2006 - Nov 2022 16
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1992
S65 NASAA Investment Advisors Law Examination Aug 1992
Contact Info for James O. Phillips
Phone Number: 704-733-3300
Registered State(s):
  • VA
By the Numbers
  • Total Assets Under Management
    368,019
    MILLIONS
  • Total Number of Accounts
    1,688,501
    ACCOUNTS
  • Average Account Value
    $217,956
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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