Gregory Waters, financial advisor Chesterfield MO
86 score

Gregory Waters

CRD Number: 1189626
Current Firm: Invest Financial Corporation

Gregory Waters (CRD# 1189626) is an Investment Advisor Representative working at Invest Financial Corporation in Chesterfield, MO and has over 33 years of experience in the finance industry. Gregory Waters has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Invest Financial Corporation Chesterfield, MO Nov 2007 - Current 9
Gregory J. Waters Chesterfield, MO Feb 1989 - Current 27
Waters Financial Group, Inc. Chesterfield, MO Feb 1989 - Current 27
Securities America Advisors, Inc. Chesterfield, MO Nov 2004 - Nov 2007 3
Securities America, Inc. Chesterfield, MO May 1997 - Nov 2007 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1983
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Gregory J. Waters
Phone Number: (813) 880-5300
Registered State(s):
  • FL
  • MO
  • OH
  • TX
  • GA
  • IL
  • IN
  • MD
  • MI
  • MN
By the Numbers
  • Total Assets Under Management
    4,432
    MILLIONS
  • Total Number of Accounts
    31,513
    ACCOUNTS
  • Average Account Value
    $140,649
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
86

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