Kimberly CaldwellCRD Number: 6052798
Current Firm: Edward Jones
Kimberly Caldwell (CRD# 6052798) is an Investment Advisor Representative working at Edward Jones in Chesterfield, MO and has over 5 years of experience in the finance industry.
Financial Planning Associates, Inc.
Cutter & Company, Inc.
Mml Investors Services, LLC
|Edward Jones||St Louis, MO||Apr 2012 - Current||5|
|Self Employed||St Louis, MO||May 1999 - Apr 2012||12|
|Gateway Underwriters Agency||Maryland Heights, MO||Nov 2010 - Mar 2012||1|
|St Charles Commnunity College||St Charles, MO||Jan 2008 - Jun 2010||2|
|All American Softball Academy||Valley Park, MO||Jan 2007 - Aug 2009||2|
|Washington University||St Louis, MO||Dec 2007 - Dec 2008||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jun 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management140,424MILLIONS
Total Number of Accounts777,048ACCOUNTS
Average Account Value$180,715
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV