Melissa Spowal, financial advisor St. Louis MO

Melissa Spowal

CRD Number: 3152419
Current Firm: Mma Securities LLC

Melissa Spowal (CRD# 3152419) is an Investment Advisor Representative working at Mma Securities LLC in St. Louis, MO and has over 25 years of experience in the finance industry.

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Company Name Location Dates Years
Mma Agency St Louis, MO Apr 2019 - Current 5
Mma Securities LLC St Louis, MO Apr 2019 - Current 5
Lpl Financial, LLC St Louis, MO Nov 2010 - Apr 2019 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1999
S66 NASAA Uniform Combined State Law Examination Sep 2005
Contact Info for Melissa M. Spowal
Phone Number: 212-345-5000
Registered State(s):
  • MO
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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