John Estes, financial advisor Chesterland OH
78 score

John Estes

CRD Number: 5959639
Current Firm: Lpl Financial LLC

John Estes (CRD# 5959639) is an Investment Advisor Representative working at Lpl Financial LLC in Chesterland, OH and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial Charlotte, NC Sep 2013 - Current 3
First Merit Bank Warrensville Heights, OH Sep 2013 - Current 3
New Penn Financial LLC Strongsville, OH Sep 2012 - Sep 2013 1
Unemployed Cleveland, OH Jul 2012 - Sep 2012 < 1
Morgan Stanley Smith Barney Cleveland, OH Jul 2011 - Jul 2012 1
Howard Hanna Finance Cleveland, OH Aug 2007 - Jul 2011 3
Countrywide Home Loans Cleveland, OH Mar 2003 - Aug 2007 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for John C. Estes
Phone Number: 617-423-3644
Firm Website: http://www.lpl.com
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    112,086
    MILLIONS
  • Total Number of Accounts
    531,091
    ACCOUNTS
  • Average Account Value
    $211,049
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
78

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