Niki Gray (CRD# 4526604) is an Investment Advisor Representative working at Allstate Financial Advisors, LLC in Pasadena, MD and has over 21 years of experience in the finance industry. Niki Gray has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2185673
Cornerstone Advisory
CRD# 4605616
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 1582180
Thrivent Investment Management Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Magellan Federal | North East, MD | Jun 2020 - Current | 3 |
| Zeiders Enterprises | Aberdeen, MD | May 2020 - Current | 3 |
| Allstate Insurance Company | Bear, DE | Feb 2019 - Current | 5 |
| Raymond James Financial Services, Inc. | Chestertown, MD | Apr 2017 - Nov 2018 | 1 |
| Raymond James Financial Services Advisors Inc. | Chestertown, MD | Apr 2017 - Nov 2018 | 1 |
| Cabi/self Employed | Chesapeake City, MD | Nov 2016 - Jun 2018 | 1 |
| Merrill Lynch/bank Of America | Dover, DE | Apr 2001 - Apr 2017 | 16 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Oct 2002 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- MD
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Total Assets Under Management62MILLIONS
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Total Number of Accounts189ACCOUNTS
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Average Account Value$328,756
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