Tracy Swanson, financial advisor Cheyenne WY
93 score

Tracy Swanson

CRD Number: 1198271
Current Firm: D.a. Davidson & Company

Tracy Swanson (CRD# 1198271) is an Investment Advisor Representative working at D.a. Davidson & Company in Cheyenne, WY and has over 33 years of experience in the finance industry.

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Company Name Location Dates Years
D.a. Davidson & Company Sheridan, WY Apr 1998 - Current 18
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1983
S65 NASAA Investment Advisors Law Examination May 1999
Contact Info for Tracy J. Swanson
Phone Number: 406-727-4200
Firm Website: http://www.dadco.com
Registered State(s):
  • MT
By the Numbers
  • Total Assets Under Management
    9,918
    MILLIONS
  • Total Number of Accounts
    33,323
    ACCOUNTS
  • Average Account Value
    $297,645
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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