Albert Kim, financial advisor Chicago IL
96 score

Albert Kim

CRD Number: 5346697
Current Firm: Northern Trust Securities, Inc.

Albert Kim (CRD# 5346697) is an Investment Advisor Representative working at Northern Trust Securities, Inc. in Chicago, IL and has over 6 years of experience in the finance industry. Albert Kim has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
Randy Kurtz, financial advisor Chicago IL
Randy D. Kurtz
CRD# 4579297
Betavisor, LLC
Score
104
Similar Advisors
Robert Ellis, financial advisor Chicago IL
Robert K. Ellis
CRD# 871521
Ellis Wealth Advisors, LLC
Score
106
Similar Advisors
Allen Kutchins, financial advisor Chicago IL
Allen I. Kutchins
CRD# 4478796
Krd Financial
Score
106
Professional Designations
Company Name Location Dates Years
Northern Trust Bank Chicago, IL Aug 2017 - Current < 1
Northern Trust Securities, Inc. Chicago, IL Aug 2017 - Current < 1
Ameriprise Financial Services, Inc. Chicago, IL Jan 2014 - Aug 2017 3
Optionsxpress Chicago, IL Nov 2013 - Nov 2013 < 1
Lpl Financial Lagrange, IL Jan 2012 - Oct 2013 1
Horizon Wealth Management La Grange, IL May 2011 - Oct 2013 2
Dominican University River Forest, IL Sep 2010 - May 2011 < 1
Philadelphia Insurance Companies Naperville, IL May 2010 - May 2011 1
Dominican University River Forest, IL Aug 2009 - May 2011 1
Unemployed Westmont, IL May 2008 - Aug 2009 1
Southern Illinois University Carbondale Carbondale, IL Jan 2006 - May 2008 2
Southern Illinois University Carbondale Carbondale, IL Aug 2004 - May 2008 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2012
Contact Info for Albert W. Kim
Phone Number: 312-557-2000
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    287
    MILLIONS
  • Total Number of Accounts
    765
    ACCOUNTS
  • Average Account Value
    $374,800
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, CA, CO, FL, GA, IL, IN, MA, MD, MI, MN, NC, NV, NY, PA, TN, TX, VA, WA, WI

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
96
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.