Albert Kim, financial advisor Chicago IL
90 score

Albert Kim

CRD Number: 5346697
Current Firm: Ameriprise Financial Services, Inc.

Albert Kim (CRD# 5346697) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Chicago, IL and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Ameriprise Financial Services,inc Chicago, IL Jan 2014 - Current 2
Optionsxpress Chicago, IL Nov 2013 - Nov 2013 < 1
Lpl Financial Lagrange, IL Jan 2012 - Oct 2013 1
Horizon Wealth Management La Grange, IL May 2011 - Oct 2013 2
Dominican University River Forest, IL Sep 2010 - May 2011 < 1
Philadelphia Insurance Companies Naperville, IL May 2010 - May 2011 1
Dominican University River Forest, IL Aug 2009 - May 2011 1
Unemployed Westmont, IL May 2008 - Aug 2009 1
Southern Illinois University Carbondale Carbondale, IL Jan 2006 - May 2008 2
Southern Illinois University Carbondale Carbondale, IL Aug 2004 - May 2008 3
Eddie Bauer Oakbrook, IL Jun 2007 - Aug 2007 < 1
Ubs Financial Services Oakbrook Terrace, IL May 2007 - Jul 2007 < 1
Everdry Waterproofing Downers Grove, IL Jun 2006 - Aug 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2012
Contact Info for Albert W. Kim
Phone Number: 612-671-3131
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    178,060
    MILLIONS
  • Total Number of Accounts
    1,085,445
    ACCOUNTS
  • Average Account Value
    $164,044
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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